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Constitutional adapters: Inference-time interventions for misalignment and misuse

2026-09-29 03:59:09
Adam S. Lowet, Mark Kurzeja

Abstract

Training models to act in accordance with an explicitly defined set of principles, or "constitution," has shown promise as a robust and transparent mechanism for AI alignment. However, the generality and flexibility of such methods remain unclear. Here, we show that constitution-consistent behavior can be distilled from synthetic corpora into lightweight objects (low-rank adapters and steering vectors). Despite never seeing a harmful request or jailbreak during training, such objects increase jailbreak defense success and measured alignment -- particularly at long context lengths and against multi-turn attacks, where they outperform both prompted and steered baselines. Subtracting control-trained from constitution-trained objects further accentuates these effects, yielding defenses we call "constitutional adapters" (CAs). CAs can be trained on a base model, transferred zero-shot to its post-trained checkpoint, and scaled at inference time to predictably trade off defense for benign compliance. Taken together, these results recommend CAs as a lightweight, portable, and tunable lever for mitigating misalignment and misuse in API deployments.

Abstract (translated)

URL

https://arxiv.org/abs/2609.36657

PDF

https://arxiv.org/pdf/2609.36657.pdf


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