Paper Reading AI Learner

Computational Reflective Equilibrium for Agentic AI: A Rawlsian Alignment Scaffold for Governance

2026-10-12 00:31:30
Quanyan Zhu

Abstract

The rapid deployment of agentic AI has introduced complex challenges for the ethics and governance of AI systems. Agents built on large language models act through tools on behalf of people, and each deployment case brings its own instructions, policies, evidence, and stakeholders, so alignment must be formed case by case. To this end, this work proposes agentic reflective equilibrium (ARE), a computational reflective equilibrium framework that serves as an ethical alignment scaffold in the agent harness. Drawing inspiration from the reflective equilibrium of John Rawls, the scaffold links principles from the system prompt and operator policy, considered judgments, tool evidence, and candidate actions through typed support and attack relations, with provenance encoding the instruction hierarchy. The agent acts on an equilibrium of this state and calls tools or asks questions only while doing so is worth its cost, unless a due-diligence mandate requires them. Governance enters through value priorities, source authority, prohibitions, human-in-the-loop triggers, and mandates, and certificates attribute each action to the sources whose commitments drove it. We show that equilibria are Nash equilibria of a mutual-adjustment game and establish monotonicity, lexical priority, stability certificates, and a quarantine theorem for prompt injection. Two case studies illustrate the framework: a computer-use assistant told to win a refund "whatever it takes" files an honest warranty claim, refuses a fake review, and ignores an injected request for personal data; a hiring agent showcases how authority, oversight triggers, audit mandates, and hard prohibitions shape discrimination, privacy violations, and escalation. The framework offers traceability, coherence, and adaptivity, facilitating safe, secure, and trustworthy agentic AI.

Abstract (translated)

URL

https://arxiv.org/abs/2610.16015

PDF

https://arxiv.org/pdf/2610.16015.pdf


Tags
3D Action Action_Localization Action_Recognition Activity Adversarial Agent Attention Autonomous Bert Boundary_Detection Caption Chat Classification CNN Compressive_Sensing Contour Contrastive_Learning Deep_Learning Denoising Detection Dialog Diffusion Drone Dynamic_Memory_Network Edge_Detection Embedding Embodied Emotion Enhancement Face Face_Detection Face_Recognition Facial_Landmark Few-Shot Gait_Recognition GAN Gaze_Estimation Gesture Gradient_Descent Handwriting Human_Parsing Image_Caption Image_Classification Image_Compression Image_Enhancement Image_Generation Image_Matting Image_Retrieval Inference Inpainting Intelligent_Chip Knowledge Knowledge_Graph Language_Model LLM Matching Medical Memory_Networks Multi_Modal Multi_Task NAS NMT Object_Detection Object_Tracking OCR Ontology Optical_Character Optical_Flow Optimization Person_Re-identification Point_Cloud Portrait_Generation Pose Pose_Estimation Prediction QA Quantitative Quantitative_Finance Quantization Re-identification Recognition Recommendation Reconstruction Regularization Reinforcement_Learning Relation Relation_Extraction Represenation Represenation_Learning Restoration Review RNN Robot Salient Scene_Classification Scene_Generation Scene_Parsing Scene_Text Segmentation Self-Supervised Semantic_Instance_Segmentation Semantic_Segmentation Semi_Global Semi_Supervised Sence_graph Sentiment Sentiment_Classification Sketch SLAM Sparse Speech Speech_Recognition Style_Transfer Summarization Super_Resolution Surveillance Survey Text_Classification Text_Generation Time_Series Tracking Transfer_Learning Transformer Unsupervised Video_Caption Video_Classification Video_Indexing Video_Prediction Video_Retrieval Visual_Relation VQA Weakly_Supervised Zero-Shot