Embedding
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When Can We Trust the Matching Principle? Robust Deployment Geometry Under Finite-Sample and Model Uncertainty
Abstract
Match only geometry you can identify; otherwise spread the penalty. We quantify that decision by the trust ratio tau = epsilon / gamma (estimation uncertainty over spectral separation). Under the linear-quadratic Matching response, oracle-relative drift between estimated and oracle projector matching scales as tau^2 for probes in the chosen top-r deployment subspace -- O(tau^2) in the Davis-Kahan separation region tau < 1/2, with practical usefulness depending on constants. Confidence-Calibrated Matching (CCM) turns tau into a policy -- directional when tau is small, progressively isotropic when not -- with thresholds from calibration, not from the theorem (match sits in the separation region; soft is mostly heuristic). Experiments show both regimes, including UCI HAR embeddings where always-match is worse than abstain on every cell.
Abstract (translated)
URL
https://arxiv.org/abs/2610.02894
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Revealing Epistemic Uncertainty in MLLMs via Causal-Invariant Masking
2026-10-02 06:29:37Haoyang Luo, Linwei Tao, Jie Gui, Xinghao Chen, Chang Xu, Jianyuan Guo, Minjing DongAbstract
Multimodal Large Language Models (MLLMs) suffer from hallucinations, creating a critical need for Uncertainty Quantification (UQ) to ensure reliable deployment. However, existing approaches struggle to detect uncertainty caused by superficial associations, especially when the query-relevant signal is weak. We mainly attribute this issue to their bias toward aleatoric uncertainty arising from data ambiguity, overlooking epistemic uncertainty stemming from model limitations. To further decompose uncertainty types for a comprehensive UQ, we propose Causal-Invariant Masking (CIM), which measures the semantic shift between the original predictions and those conditioned on a causally-focused view. Based on this framework, we introduce Semantic Divergence as our core metric for UQ and provide theoretical evidence that it converges to the variance of model's sensitivity to non-causal correlations, establishing its ability to capture MLLM's limitation. To accelerate UQ in MLLMs, we further propose Expected Embedding Drift (EED), a fast geometric proxy metric that estimates semantic shift directly within the hyperspherical embedding space. Experiments show that our method achieves state-of-the-art performance on various benchmarks, while the proposed EED accelerates by nearly 50% with comparable performance.
Abstract (translated)
URL
https://arxiv.org/abs/2610.02887
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Query-aware routing for Cross-lingual performance gains in Encoders
Abstract
Multilingual encoders can exhibit reduced retrieval effectiveness when queries and relevant documents differ in language, despite strong same-language performance. We investigate whether Finnish and Swedish cross-lingual retrieval can improve while preserving an encoder's existing same-language performance and document index. We combine a query-only low-rank adapter, trained against frozen document embeddings, with deterministic routing based on query and index languages. Cross-language queries use the adapter, while same-language queries use the original encoder. SampoTron, our fine-tuned low-rank (LoRA) adapter alongwith the Nemotron-3-Embed-1B model, improves average retrieval quality across six English, Finnish, and Swedish directions from 0.241 to 0.291 in normalized discounted cumulative gain (nDCG) at rank ten, a 20.9% relative gain on a sampled financial benchmark. All six cross-lingual directions improve, and routing preserves the original same-language performance, including two full-corpus Finnish evaluations. The approach enables selective cross-language specialization with reusable document embedding vectors.
Abstract (translated)
URL
https://arxiv.org/abs/2610.02875
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Bounded Reachability & Jailbreak Detection via Contraction-Constrained State Space Models
2026-10-02 05:39:06Omanshu ThapliyalAbstract
Safety heads are lightweight classifiers attached to pretrained language models for flagging harmful inputs before generation. Their empirical detection performance has been studied, but their formal robustness properties remain largely unexplored. We ask when a State Space Model (SSM)-based safety head can be certified to produce the same prediction for all inputs within a bounded embedding-space perturbation. We prove that the answer turns on a single condition: the $l_\infty$ norm of the state transition matrix must satisfy $\norm{A}_\infty<1$ (the \emph{contraction condition}), which enables exact interval bound propagation (IBP) certification for linear time-invariant classifiers. When the contraction condition holds, the reachable output interval has bounded steady-state width and examples can be certified as robustly classified. When it fails, the interval grows exponentially with sequence length and certification is impossible at any practical perturbation radius. We enforce contraction with a hinge penalty and show on toxic comment data that certified fraction improves from 41\% to 59\%, with a sharp empirical phase transition at $\norm{A}_\infty=1$ matching the theory. Applying a contraction-regularized S4 head to jailbreak detection on JailbreakBench, we achieve a zero-shot transfer to AdvBench (DR=0.994) and HarmBench (DR=0.988). A logistic regression on mean-pooled Mamba-130M embeddings matches or exceeds the S4 head on every detection metric, confirming that harmful intent is already linearly separable in the embedding space. The S4 safety head's contribution is not superior discrimination but the formal certification that no probe-based approach provides.
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URL
https://arxiv.org/abs/2610.02853
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LOCUS: Landmark-Oriented Container Discrimination Using Spatial Graphs
2026-10-02 04:50:07Taylor Bergeron, Shibani Senthilbabu, Kevin LeahyAbstract
As robots are increasingly deployed in unstructured, real-world environments, the ability to reason about complex spatial and semantic relationships among objects remains a fundamental challenge in enabling robust and generalizable manipulation and navigation. For example, deciding where to search for an object that is not in plain sight depends on where it is physically plausible as well as semantically likely. Popular methods such as cosine similarity with CLIP struggle to disambiguate between spatially and semantically similar objects that could contain a target object. We propose Landmark-Oriented Container Discrimination Using Spatial Graphs (LOCUS). To jointly reason about spatial information and semantics, we train a GNN to update CLIP embeddings on a full environment scene graph by passing embedding information between nodes based on proximity. CLIP embeddings, augmented by semantic knowledge from a fusion of household ontologies provide a robust semantic signal. We evaluate in simulation on a noiseless scene graph from simulator metadata, making the approach detection-agnostic. Our approach outperforms random, CLIP, Tidybot, and an LLM planner in the majority of room classes and configurations in simulation. To show our approach is robust to scene graph node placement and label noise, we demonstrate a physical mobile manipulator running in an exploration pipeline start-to-finish including scene graph labels from Detic.
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URL
https://arxiv.org/abs/2610.02803
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Improving Atomic-Fact Recall via Focused Views in Unstructured Knowledge Editing
2026-10-02 03:58:06Ding Wu, Ye Zhang, Haoyu Wang, Tianci LiuAbstract
Large language models (LLMs) increasingly serve as general-purpose interfaces to factual knowledge, but their parameters do not automatically reflect information that changes after pretraining. Knowledge editing (KE) provides a targeted alternative to costly retraining by modifying selected knowledge and preserving unrelated knowledge and general capabilities. Conventional KE uses structured factual triples, whereas unstructured KE (UKE) uses free-form passages containing multiple facts. Nonetheless, existing UKE editors exhibit a failure mode known as context reliance: edited LLMs can often reproduce the editing passage but fail to reliably recall its individual facts without the original passage context. We identify context-induced difficulty underestimation under the standard passage-level editing objective: later facts receive increasingly rich ground-truth context and consequently incur lower initial losses, making them appear easier to learn. In response, we propose FOVEATED, a plug-and-play framework that constructs focused views of each sentence by randomly shifting the Rotary Position Embedding (RoPE) positions assigned to the keys of its preceding context. The perturbation is applied during editing and removed afterward, leaving the model's native positional encoding unchanged at inference time. We instantiate FOVEATED for both direct-optimization and locate-then-edit editors. We theoretically analyze how FOVEATED counteracts context-induced difficulty underestimation and empirically demonstrate consistent improvements across five KE editors, two LLM backbones, and three benchmarks.
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URL
https://arxiv.org/abs/2610.02772
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FiberGeoText: A Vision-Language Model for Population- Level Organization of Superficial White Matter
2026-10-02 03:31:49Yuqian Chen, R. Jarrett Rushmore, Guikun Chen, Fan Zhang, Edward Yeterian, Nikos Makris, Yogesh Rathi, Lauren J. O'DonnellAbstract
The superficial white matter (SWM), a critical brain region for cognition across the lifespan and brain disease, contains abundant short-range association fibers whose organization remains incompletely characterized, in part because the short trajectories and highly variable cortical folding make correspondence across individuals challenging. Anatomically corresponding connections may vary in spatial location across individuals and therefore may not be adequately defined by geometric proximity alone. We introduce FiberGeoText (FGT), a vision-language model (VLM) for organizing short-range superficial white matter (SWM) streamlines reconstructed from ultra-high-resolution diffusion MRI into population-level clusters. FGT jointly represents three complementary properties of each streamline: its three-dimensional trajectory, its cortical anatomical context, and its shape. Cortical endpoint information from multiple parcellation schemes is expressed as text and encoded using a pretrained large language model (LLM), enabling heterogeneous anatomical descriptions to contribute to a common continuous representation. We evaluated FGT on acquired submillimeter 0.76 mm diffusion MRI data. Compared with state-of-the-art (SOTA) methods, FGT produced substantially greater cortical parcel coherence, within-cluster shape consistency, cluster-size consistency, and cross-subject correspondence. The trained model also generalizes well to unseen subjects with an average of 96.7% of the 5,000 learned clusters recovered, and high consistency of cluster structure between training and testing data. Together, these findings demonstrate that integrating geometric, anatomical, and shape information by learning multimodal deep embeddings with a VLM model enables robust learning of population-consistent SWM organization despite interindividual anatomical variability.
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URL
https://arxiv.org/abs/2610.02755
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Revisiting Visual Representation Enhancement of VLMs via Kernel Canonical Correlation Analysis
2026-10-02 02:54:59Peilin Yang, Xiaoyu Liu, Jian Sun, Qinghua TaoAbstract
Vision-language models such as CLIP exhibit strong semantic generalization, but remain limited in fine-grained visual perception. A recent work named KUEA presents a natural remedy by finetuning the image encoder under the supervision of the vision-centric DINOv2 to align their kernel matrices element-wisely, while regularizing the embeddings to remain close to the pretrained visual encoder for preserving image-text semantics in CLIP. However, we show that diminishing the role of the alignment loss to DINOv2 does not necessarily degrade its fine-grained visual performance, suggesting that the kernel-matrix discrepancy may be insufficient for further visual representation enhancement, motivating us to revisit the alignment formulation. In this work, we present a novel perspective to characterize representation alignment on feature subspaces through Kernel Canonical Correlation Analysis (KCCA), which maximizes the projection correlations. In optimization, we derive an efficient end-to-end training scheme upon KKT conditions, avoiding the eigenvalue problem in KCCA. Further, we extend our method into a 3-view formulation, i.e., 3vKCCA, in which the projections from the pretrained text encoder are also incorporated under a unified optimization framework for joint alignment. With CLIP ViT-L/14 on ImageNet-1K, our 3vKCCA improves the MMVP-VLM accuracy from 17.8 to 25.9, substantially outperforming the existing methods, and meanwhile maintains zero-shot image--text retrieval performance.
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URL
https://arxiv.org/abs/2610.02718
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MuonIO: Principled Norm-Aware Descent for Embedding Tables and Language Model Heads
2026-10-02 02:40:51Linkai Ma, Xinyu Luo, Mengbo Wang, Ananth Grama, Petros Drineas, Brian BullinsAbstract
The Muon optimizer derives its update rule for hidden linear layers by solving a local linearization of the loss penalized by the spectral norm, motivated by an RMS-stability argument for dense linear layers. Standard Muon implementations, however, exclude the input (embedding table) and output (language model head) layers from this principled treatment, for which they use AdamW instead. We present MuonIO, a single Muon-style update for both of these layers. For the language model head $\mathbf{L} \in \mathbb{R}^{V \times d}$, we motivate the use of the $2\to\infty$ operator norm, due to the Lipschitz continuity of the softmax output geometry, while for the embedding table $\mathbf{E} \in \mathbb{R}^{d \times V}$, we draw on the $1 \to 2$ operator norm, based on the one-hot input geometry identified by Bernstein & Newhouse (2025). The identity $\lVert\mathbf{L}\rVert_{2\to\infty}=\lVert\mathbf{L}^\top\rVert_{1\to2}$ then puts both matrices in the same vocabulary-oriented geometry: MuonIO applies a single normalized-vector rule, which appears as column normalization for $\mathbf{E}$ and row normalization for $\mathbf{L}$. Empirical evaluations demonstrate the effectiveness of our approach, with MuonIO reducing I/O optimizer state memory by 50% and I/O update FLOPs by $\sim$46% compared to Muon for 1B LLaMA pretraining on C4, while also improving validation perplexity.
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URL
https://arxiv.org/abs/2610.02705
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Label-Efficient Time Series Classification at Scale: A Dual-Stream OSSE-LSTM with Counterfactual Attribution
2026-10-02 02:40:16Nguyen Ho, Bach Tung Tran, Trung Ky Nguyen, Zhenchang Xia, Bolong Zheng, Long Van HoAbstract
Time series are produced continuously at enormous scale by industrial equipment, wearables, power grids, and clinical monitors, yet annotation remains manual, expensive, and expert-dependent. The binding constraint in large-scale time series analytics is therefore not data volume but label volume, and the question facing a practitioner is concrete: how many examples per class must be labeled before a classifier becomes usable? We study this question directly, in a regime where the label space is fixed and known in advance and the decision rule must be constructed from only K labeled examples per class. We propose Dual-Stream OSSE-LSTM, an episodic metric-learning framework that pairs an Omni-Scale CNN with Squeeze-and-Excitation recalibration, for multi-scale motif extraction without per-dataset kernel tuning, with a Bidirectional LSTM for global temporal context. The two streams are independently normalized and fused into a prototype-oriented embedding. Because decisions taken from a few labels must also be explainable, we introduce Counterfactual Integrated Gradients (C-IG), which attributes the prototype margin between target and opposing classes rather than an isolated classifier logit, and reuses the resulting maps as soft masks for test-time prototype refinement without updating the encoder. On 19 univariate UCR datasets, OSSE-LSTM attains the highest average accuracy and per-dataset win count at every support size, and its accuracy remains within a 0.36-point band (96.36-96.72%) across that range. Its weakest configuration still exceeding the best result any compared baseline achieves at any K (93.99%).
Abstract (translated)
URL
https://arxiv.org/abs/2610.02704
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Large Language Continuous Diffusion Models
2026-10-02 01:34:44Zhihan Yang, Wei Guo, Jean-Marie Lemercier, Simon Welker, Yonggan Fu, Mohammad Mahdi Kamani, Sajad Norouzi, Julius Berner, Tomas Geffner, Karsten Kreis, Yongxin Chen, Molei Tao, John Thickstun, Pavlo Molchanov, Ante Juki\'c, Arash Vahdat, Morteza MardaniAbstract
Despite the success of discrete diffusion language models (dLMs) for fast parallel decoding, their non-smooth, high-dimensional space hinders trajectory steering for reasoning and inference acceleration. To overcome this, we present Sigma, the first large-scale (3B/8B) continuous dLM built on steerable, low-dimensional ODE/SDE latent trajectories. Trained blockwise via likelihood optimization, Sigma jointly denoises Gaussian-corrupted token embeddings while learning an optimal embedding geometry. To accelerate training, Sigma leverages pre-trained weights from autoregressive (AR) models for warm-starting. During inference, we identify classifier-free guidance and score temperature as essential for high-fidelity reasoning and coding. Across comprehensive math reasoning and coding evaluations against state-of-the-art discrete counterparts (masked dLMs and AR baselines), Sigma achieves competitive performance with discrete models on standard benchmarks (e.g., GSM8K, Minerva, HumanEval, MBPP) after pre-training and on challenging reasoning tasks (e.g., MATH-500, AIME) after supervised fine-tuning. Beyond performance parity, we uncover key structural properties unique to continuous dLMs: (i) embedding-space steering effectively governs the quality-diversity trade-off, yielding strong pass@k performance and (ii) continuous trajectories enable graceful degradation for low NFEs and efficient distillation. These establish continuous dLMs as a promising paradigm for efficient language generation.
Abstract (translated)
URL
https://arxiv.org/abs/2610.02665
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How Causality Bridges the Semantic Gap
2026-10-01 23:46:21Shuhao Zhang, Xuran Zhou, Han Guo, Pengtao Xie, Yujia ZhengAbstract
Numerical measurements capture how a system behaves, but often leave the meanings of its variables unspecified. Some variables are measured but never labeled, and others are never measured at all. Existing methods assign semantics to such variables by consulting general human knowledge, but this inherits its biases where that knowledge exists and offers nothing where it does not. We bridge this gap between measurements and their meanings with causal structure instead, reading a variable's semantics from how it acts on other variables. We formalize this as structure-constrained semantic alignment, in which the embedding of each unnamed variable is solved under the dependence relations implied by the causal graph, with the embeddings of a few known names as anchors. Accordingly, we build CausalBridge, a framework that discovers the causal graph from the measurements, latent variables included, solves for the embeddings under those relations, and expresses them as names through a language model. The causal structure reflects the mechanism that generated the measurements and is recovered from the measurements alone, which may make it the one source of information free of bias from human knowledge. We evaluate CausalBridge on five questionnaires and three robotics scenarios, with 20 to 90% of the variable names masked. It recovers the semantics of observed and latent variables more accurately than existing methods that rely on association, and its lead widens as less of the system is documented. The graph it discovers names variables as accurately as the documented one, and a new system is named in minutes and at a fraction of the cost of sampling methods. Once the semantic gap is bridged faithfully, machines can understand the world and take actions causally.
Abstract (translated)
URL
https://arxiv.org/abs/2610.02594
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Student-Guided Teacher Distillation for Efficient LLM Task Routing: Positioning Against Jev-Style System-1 Classifiers
2026-10-01 21:38:11Haifeng Wu, Srinivasan Manoharan, Jian Wan, Fangbo Tu, Junhua Zhao, Xin ChenAbstract
Zero-shot classifiers are useful for routing user requests to specialized LLM tasks, but scoring every request against a large candidate set is expensive: a zero-shot NLI classifier must evaluate one premise-hypothesis pair per label, so cost scales linearly with taxonomy size. We study a student-guided teacher distillation pipeline for a fixed taxonomy of 60 LLM task categories: a compact ModernBERT classifier predicts the full category distribution in one forward pass and retrieves a small top-k candidate set, and a larger DeBERTa-v3 zero-shot NLI classifier reranks only those candidates rather than all 60 labels; the resulting teacher labels iteratively improve the student, which produces sharper candidates for the next round. Unlike generic embedding retrieval or clustering-derived shortlists used in extreme multi-label classification, our candidate generator is trained end-to-end on the target taxonomy and is the same model serving production traffic, distinguishing it from LLM-routing work that routes between candidate models, and from concurrent System-1 encoder-classifier proposals (e.g. TypeSafe AI's Jev and the open-source Laya project) whose training methodology is undocumented or RL-based. Our best student checkpoint reaches 77.5% teacher agreement on a 200-example evaluation set, and preliminary coverage measurements show Coverage@16 of 91-100%, suggesting top-k sets retain most of the teacher's decision-relevant information. We further show truncated top-k teacher scores should not be treated as full 60-class soft targets for KL distillation: zeroing untruncated classes destroys the dark knowledge soft-label distillation depends on, introducing systematic bias rather than a harmless sparse approximation. A complete evaluation, including coverage at multiple k on a held-out set, an embedding-retrieval baseline, and a larger human-reviewed test set, remains in progress.
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URL
https://arxiv.org/abs/2610.02516
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CUEing User Simulators: Calibrated User Embeddings for Multi-Turn Benchmarking
2026-10-01 20:34:16Anjali Kantharuban, Jonas MuellerAbstract
Recent benchmarks rely on user simulators to evaluate AI agents in multi-turn interaction. While existing simulation techniques demonstrate surface fidelity to human style and behavior, ecologically valid interactive benchmarking also requires alignment in when and how agents fail across simulated and real user populations. We find that existing simulators lack outcome calibration: agreement with observed success rates and failure patterns when real users interact with the same agent. We introduce Calibrated User Embeddings (CUE), a framework that both encodes observed sessions and samples continuous representations, then decodes them into persona commands to steer LLMs to act as user simulators without training. Through this, we evaluate user-conditioned replay of past sessions and aggregate metric agreement when sampling novel personas for the same tasks. On $\tau^2$-Bench, CUEd simulators commit fewer simulator-attributed errors and more faithfully reproduce real-user agent failure modes, aggregate success rates, and outcomes for specific task-user pairs than other persona-based simulation methods. These gains coexist with competitive user fidelity as measured using metrics established in prior work. After being fit to mostly customer support interactions, the same CUEd simulators generalize to document creation, math tutoring, and casual conversation, and remain effective across different simulator LLMs without CUE retraining.
Abstract (translated)
URL
https://arxiv.org/abs/2610.02460
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Latent Goal Prediction from Language for Model-Based Planning
2026-10-01 18:22:31Samuel Barbeau, Simon Roy, Giovanni Beltrame, Christian Desrosiers, Nicolas ThomeAbstract
Joint-Embedding Predictive Architectures (JEPAs) enable agents to plan in latent space by imagining the outcomes of candidate actions, yet task specification remains a bottleneck. Visual targets provide precise local gradients but poor distant guidance, while language is flexible yet limited by noisy cross-modal alignment or dependence on distinct large generative models. We introduce LAGO (Latent Goal Prediction from Language), a hierarchical world model in which a single predictor both forecasts action-conditioned dynamics and grounds language instructions as sequences of intermediate latent subgoals, training both modes with a single regression objective over a shared latent space. At each planning step, LAGO predicts a sequence of latent subgoals from a language instruction and optimizes an action sequence using a soft-minimum alignment cost that rewards subgoal proximity without enforcing a rigid path. Subgoals are repredicted as the agent's state evolves, turning a single long-horizon instruction into a sequence of locally tractable objectives. Across environments spanning navigation and manipulation, LAGO outperforms flat and hierarchical image-goal planners, with the largest gains on long-horizon navigation with curved, hazard-constrained paths, where it more than doubles the success rate of a goal-conditioned behavior cloning policy trained on the same demonstrations. Grounding language in the world model's own latent space also outperforms vision-language reward models, including one that plans with ground-truth dynamics.
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URL
https://arxiv.org/abs/2606.20627
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Embedding Prediction Helps Image Generation
2026-10-01 17:59:49Sihan Xu, Ji Xie, Zilin Wang, Hui Shen, Stella X. YuAbstract
In diffusion transformers, a class label or a text prompt is embedded once, and the same condition is reused at every denoising step. We ask whether predicted embeddings can serve as this condition instead. Next-Embedding Predictive Autoregression (NEPA) trains a Transformer to predict the next continuous embedding in a sequence. In generation, the clean image follows the noisy image, so its embeddings are the next embeddings after the condition and the noisy image. We train a NEPA model to predict them all at once with Multi-Embedding Prediction, and in Embedding Conditioned Generation, a DiT generator is conditioned on these predictions, recomputed at every denoising step, so the conditioning signal adapts to the current noisy state. Experiments on class-conditional ImageNet $256\times256$ study the condition of the generator, the design of Multi-Embedding Prediction, and the scaling of both models. The NEPA model adds a second network to every sampling step; with it, and combined with REPA, our final model, NEPA-DiT-XL, reaches an FID of 1.32 using about a third of the training compute of REPA.
Abstract (translated)
URL
https://arxiv.org/abs/2610.02203
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ScholarCatalyst: A Benchmark for Retrieving Papers That Inspire New Research
2026-10-01 17:59:47Sohyeon Kim, Yoonho Lee, Bo Liu, Dayoon Ko, Rulin Shao, Seungone Kim, Graham Neubig, Pang Wei Koh, Aakanksha Chowdhery, Akari Asai, Omar Khattab, Yejin Choi, Gunhee Kim, Chelsea FinnAbstract
What makes great scientists great? Even as AI systems start to make progress on open problems, scientists remain far ahead of them at sensing which prior idea, buried in an ever-growing archive of research, a new problem needs. To study this skill, we draw on researchers who know firsthand which earlier work advanced their completed projects, with papers serving as pointers to the ideas within. Using our automated pipeline that makes author annotation scalable, we build ScholarCatalyst by having 184 lead authors of 207 recent computer science papers label which candidates did or could have advanced their project, each with a detailed rationale. We introduce a retrieval task with author-provided judgments: given an initial research question, retrieve these papers from only the literature available when the project began. Agentic search does no better than embedding retrieval (0.42 vs. 0.48 Recall@20) despite calling that same retriever as a tool. Even an agent built on Claude Fable 5.1, which may have seen the completed papers during training, reaches only 0.51 R@20. These results highlight the need for new training recipes that equip models with expert intuition for searching broad corpora. We envision ScholarCatalyst as a step toward scientific agents that can take a half-formed idea and point to the prior research it needs.
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URL
https://arxiv.org/abs/2610.02202
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Omni-Embed-Mini: Binding Modalities Without Forgetting via Dense Distillation
2026-10-01 17:49:40Mohammed Irfan Kurpath, Jaseel Muhammad Kaithakkodan, Sahal Shaji Mullappilly, Ivan Laptev, Hisham CholakkalAbstract
Extending a text embedding model to new modalities typically degrades text retrieval quality, and existing omni-modal embedders compensate with multi-billion parameters. We present Omni-Embed-Mini, a 0.9B-parameter model that maps text, speech, audio, images, video, and visually-rich documents into a single shared cosine space without updating any text-side parameter. Our key insight is that the teacher signal requires no separate embedding model: each media sample is paired with a dense cascaded caption, and the teacher target is simply the frozen backbone's own embedding of that caption. Because teacher and student share the same backbone weights, they inhabit byte-identical geometry, and lightweight projectors plus phased LoRA adapters on the modality encoders suffice for alignment. Training combines a Matryoshka SigLIP contrastive loss with an online hybrid hard-negative miner whose negatives sharpen as the encoder improves. The recipe carries over to a 2.3B variant by swapping in a native vision-language backbone. Omni-Embed-Mini-0.9B keeps its text weights bit-identical to the backbone, so training cannot regress text retrieval (49.57 nDCG@10 on MTEB-v2 BEIR-8), while extending it to five additional modalities, and is ~2.7x to 9.5x smaller than every open omni embedder we compare against. The 2.3B variant is competitive with the closed gemini-embedding-2, edging ahead of it on the overall-modality average. Models, code, data and evaluation harness are on our project page: this https URL
Abstract (translated)
URL
https://arxiv.org/abs/2610.02148
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Mapping the RAG Landscape: A Four Axis Taxonomy of Efficiency, Defense, Interactivity, and Reasoning
2026-10-01 16:06:05Meghana Sunil, Shravya V, Shravan Venkatraman, Joe Dhanith PRAbstract
Large Language Models (LLMs) have demonstrated remarkable fluency across many tasks but remain limited by their static, parameter bound knowledge and their susceptibility to hallucinating information. Retrieval Augmented Generation (RAG) addresses these issues by incorporating external retrieval into the generation process, grounding model outputs in verifiable and up to date sources. While prior surveys primarily focus on core RAG architectures and standard pipelines, recent research explores broader challenges and capabilities that extend beyond these foundational designs. This survey provides a consolidated and structured examination of contemporary RAG developments, organizing the field into a four axis taxonomy: improving retrieval efficiency, strengthening robustness and security, supporting user driven and interactive workflows, and enabling multi step or complex reasoning. We formalize key components of the RAG framework and review methods spanning dense and sparse retrieval, fusion strategies, embedding optimizations, and reinforcement learning based retrieval policies, highlighting how these advances influence practical deployment and system design. We also synthesize evaluation practices, domain specific applications, and architectural variants such as Naive, Advanced, and Modular RAG. Finally, we outline persistent challenges related to retrieval quality, reliability, domain adaptation, scalability, and explainability, and identify opportunities for building RAG systems that are more reliable, adaptable, and transparent.
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https://arxiv.org/abs/2610.01936
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Walking the Embedding Space: Datastore Extraction from Multimodal RAG
2026-10-01 15:30:06Maria Carmen Jica, Ali Satvaty, Suzan Verberne, Fatih TurkmenAbstract
Multimodal Retrieval-Augmented Generation (MRAG) has emerged as a reliable and cost-effective technique of grounding the generative capabilities of Multimodal Large Language Models (MLLMs) into relevant, up-to-date, external knowledge. Despite presenting several benefits, such as reducing hallucinatory behavior, they also introduce new attack surfaces, including leakage of private information and vulnerabilities against data extraction attacks. In this paper, we introduce $\immrag$, an adaptive and automatic data extraction attack procedure operating in a black box setting against \emph{image-returning} MRAG, a configuration in which the retrieved visual artifact is itself the response. Each query blends an attacker-held shadow image with an image already recovered from the system, and relevance-weighted resampling steers subsequent queries towards regions of the embedding space that still yield novel retrievals. Unlike current extraction attacks that aim to persuade the model towards data leakage by placing a malicious query as a textual prompt, $\immrag$ embeds the malicious instructions inside a user-given input image. We evaluate $\immrag$ on three plausible and distinct real-world scenarios: medical assistant, document-focused helper and general purpose tool. The experiments involve the study of the effectiveness of the attack on multiple CLIP-family retrievers, as well as the impact of various generators. A single 2500-query run reconstructs up to 611 distinct radiology images, 566 document scans and 416 general-purpose images under local-feature correspondence, and reaches up to $5.6\times$ as many distinct datastore items as a non-adaptive baseline. Our results show the urgent need for safeguards specifically designed for multimodal data.
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URL
https://arxiv.org/abs/2610.01871
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